Firstline Compliance
Firstline Compliance turns compliance into your competitive advantage with clear guidance, real relationships, and industry-proven expertise.
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At Firstline Compliance, we believe compliance isn’t just about staying out of trouble — it’s a competitive advantage. When done right, it builds trust, accelerates growth, strengthens brands, and keeps mortgage operations audit ready. We deliver that advantage by staying true to the values that define us: Relationships, No Assholes, Excellence, Always Learning, and Ownership.
Our team is made up of industry thought leaders with decades of experience in the mortgage industry, consumer financial products, operational risk, and regulatory compliance. We work with mortgage lenders, brokers, banks, credit unions, and FinTechs to provide proactive, clear, actionable, and industry-specific compliance strategies — not generic advice. Tailored, not templated. Whether you’re scaling fast, under regulatory pressure, or just tired of uncertainty, we meet you where you are and move you forward with confidence.
Clients rely on us for help with licensing, policy development, exams, audits and compliance reviews, technology implementation, and more. Whether you need help navigating new legislation, fine-tuning your internal controls, or filling gaps with embedded compliance officers, Firstline delivers the right guidance at the right time.
We pride ourselves on transparency and results. Our billing is clear, fair, and designed to deliver value beyond the cost.
Compliance challenges aren’t one-size-fits-all—and neither are we. If it’s been done, chances are we’ve done it. If it hasn’t, we’ll help you figure it out!
Highlights
- Mortgage-Specific Expertise: Decades of hands-on mortgage industry experience leading startups to top 5 financial institutions.
- Tailored Compliance Solutions: Designed around your specific business type, activity, and risk appetite.
- Embedded Compliance: Scalable expertise from CCOs to the entire department, and most things in between.
- Compliance Documentation: Policies with ongoing updates, Need to Know Guides, State and Federal Checklists, and job aids.
- Responsive Helpdesk Support: Practical, actionable, and responsive answers from compliance experts who know your business.
- Independent Review: AML, SAFE Act, TRID, Independent Audit, Mock-MORA, and more.
- Technology and Third-Party Oversight: Tech implementation support, compliance testing and certification, vendor risk management, and operational reviews.
- Regulatory Intelligence & Change Management: Stay ahead of shifting state and federal requirements with curated insights and updates.
- Transparent Pricing: Monthly, hourly, or project-based – always clear, fair, and delivering value.
Details
Vendor Category
Compliance Management
Pricing Model
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Overview
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Product comparison
Firstline Compliance
Asurity
TENA Companies, Inc.
Overview
Firstline Compliance turns compliance into your competitive advantage with clear guidance, real relationships, and industry-proven expertise.
Built for Compliance. Designed for Business Impact.
Your Trusted Partner in Mortgage Quality Control since 1982
Highlights
- Mortgage-Specific Expertise: Decades of hands-on mortgage industry experience leading startups to top 5 financial institutions.
- Tailored Compliance Solutions: Designed around your specific business type, activity, and risk appetite.
- Embedded Compliance: Scalable expertise from CCOs to the entire department, and most things in between.
- Compliance Documentation: Policies with ongoing updates, Need to Know Guides, State and Federal Checklists, and job aids.
- Responsive Helpdesk Support: Practical, actionable, and responsive answers from compliance experts who know your business.
- Independent Review: AML, SAFE Act, TRID, Independent Audit, Mock-MORA, and more.
- Technology and Third-Party Oversight: Tech implementation support, compliance testing and certification, vendor risk management, and operational reviews.
- Regulatory Intelligence & Change Management: Stay ahead of shifting state and federal requirements with curated insights and updates.
- Transparent Pricing: Monthly, hourly, or project-based – always clear, fair, and delivering value.
RegCheck® – Automates loan-level compliance checks across federal, state, and local jurisdictions–including county and municipal requirements–to help lenders stay ahead of complex regulatory demands. Seamlessly integrating investor guidelines, RegChec.k delivers greater accuracy, reduces risk, and accelerates loan closings.
Propel™ – Generates compliant, investor-ready mortgage documents with customizable templates and built-in legal logic.
Asurity Advisors℠ – Provides expert legal, regulatory, and risk management guidance to help financial institutions navigate complex compliance landscapes.
Asurity Academy – Delivers on-demand education and training resources to empower clients with practical compliance knowledge and product proficiency.
End-to-End Compliance Support – From advisory to execution, Asurity offers an integrated approach to managing regulatory obligations.
SOC 2 Certified – Asurity’s commitment to data security, availability, and confidentiality is validated by third-party SOC 2 compliance.
Built by Industry Experts – Solutions developed by seasoned regulatory attorneys, technologists, and mortgage professionals.
Designed for Operational Efficiency – Reduce loan rework, shorten time to close, and scale compliance efforts with fewer resources.
Trusted by Top Lenders – Proven track record of success with banks, credit unions, independent mortgage lenders, and fintechs.
Always Evolving – Regular platform updates to stay ahead of changing regulations, investor guidelines and market needs.
TENA specializes in:
* Origination QC (Pre-Funding QC and Post-Closing QC)
* Servicing QC
* SecondLook software; for firms that perform QC in-house
* MERS Annual Report and Reconciliations
* TENA Web Services; a web-based platform that allows TENA’s clients to perform follow-up, track action planning efforts, manage the remediation process and run reports.
* State Compliance Reviews
Firstline Compliance
Customer reviews
Firstline Compliance
Solution Provider Advisory, a service of STRATMOR Group
